Lucia Orozco

Lucia Orozco practices regulatory compliance matters in banking, financial services, and capital markets.

Lucia is an internationally trained lawyer admitted to practice in Canada, the United States, and Colombia. She has gained extensive experience in the legal and regulatory arena in those three jurisdictions and is also registered as Foreign Lawyer in Singapore.

With over 15 years of experience, Lucia specializes in regulatory compliance matters in banking, financial services, and capital markets. Lucia is well versed in securities and commodities regulations, including those governing investment companies, broker-dealers, and trading desks, as well as market abuse regulations, insider trading, conflicts of interest, and information barriers. Lucia has provided strategic guidance to clients implementing highly complex global regulatory compliance programs and managing regulatory change management.

Additionally, Lucia has advised companies on cross-border transactions, initial public offerings of equity shares, and regulatory compliance matters for companies in the industry, and has experience reviewing and advising on a wide variety of commercial and corporate agreements.

Lucia also leads client and market development initiatives to ascertain business opportunities between South East Asia and Latin America and fostering collaborations and partnerships in these regions. She is also a member of the Duane Morris' Latin America Business Group.

Ms. Orozco is a graduate of Northwestern University School of Law (LL.M.), Universidad de Los Andes (Specialist in Public Management and Administrative Institutions), and Pontificia Universidad Javeriana.

She speaks Spanish and English fluently.